 AdvisorOne | Financial fraudsters latch on to social media: Julie Jason Ct Post Last week, the Securities and Exchange Commission filed charges against an Illinois-based financial adviser who used social media to offer bogus investments to unsuspecting folk to the tune of $500 billion (with ab). Among other things, he used ... RPT-COMPLY: Seeking sweet spot in social media policy SEC sends sharp warning to advisors who use social media Mind your social-media compliance programs: Finra |
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