 Portfolio.com | RPT-COMPLY: Seeking sweet spot in social media policy Reuters SEC issues regulatory alert on social media * Company policies often lack specifics about social media * Current policies may confuse employees By Suzanne Barlyn Jan 4 (Reuters) - Trying use an investment adviser's long-standing compliance procedures ... Lyons man accused of using social media in fraudulent securities scheme SEC Charges Investment Adviser In Social-Media Scam SEC: Advisor Used Social Media to Tout $500M in Bogus Securities |
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